SEC Rule 10b-5

Results: 780



#Item
291Financial regulation / Financial system / Economics / SEC Rule 10b-5 / Insider trading / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Securities Act / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

No[removed]___________________________________________________ UNITED STATES COURT OF APPEALS FOR THE FIRST CIRCUIT ___________________________________________________ SECURITIES AND EXCHANGE COMMISSION,

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Source URL: www.sec.gov.

Language: English - Date: 2006-08-02 10:50:00
292United States Securities and Exchange Commission / Financial regulation / Financial economics / Financial system / Securities Exchange Act / InfoSpace / SEC Rule 10b-5 / U.S. Securities and Exchange Commission / Security / United States securities law / Stock market / 73rd United States Congress

IN THE UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT ______________________________________________________ No[removed]___________________________________________________________ THOMAS R. DREILING, a shareholde

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Source URL: www.sec.gov.

Language: English - Date: 2005-04-27 11:57:38
293United States securities law / Insider trading / Fiduciary / Mark Cuban / Confidentiality / SEC Rule 10b5-1 / Law / Ethics / SEC Rule 10b-5

UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT No[removed]SECURITIES AND EXCHANGE COMMISSION,

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Source URL: www.sec.gov.

Language: English - Date: 2010-04-13 10:43:32
294Central Bank of Denver v. First Interstate Bank of Denver / Law / Financial regulation / Case law / United States securities law / SEC Rule 10b-5 / Securities Exchange Act

Microsoft Word - Fezzani_Amicus Brief_062013.docx

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Source URL: www.sec.gov.

Language: English - Date: 2013-06-24 09:46:51
295Financial system / SEC Rule 10b-5 / Liggett Group / Insider trading / Fact / Securities Exchange Act / Securities Act / Securities regulation in the United States / U.S. Securities and Exchange Commission / United States securities law / Law / Financial regulation

Elkind v. Liggett & Myers, Inc., 635 F.2d[removed]Fed. Sec. L. Rep. P 97,716 projections and this may occur when officials of the company have, by their activity, made an implied representation that information they

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Source URL: blogs.reuters.com

Language: English - Date: 2014-08-15 17:40:50
296English law / Civil law / 73rd United States Congress / Conclusive presumption / SEC Rule 10b-5 / Rebuttable presumption / Presumption / Class action / Securities Exchange Act / Law / Evidence law / United States securities law

ROCK CENTER for CORPORATE GOVERNANCE WORKING PAPER SERIES NO. 150 Damages and Reliance Under Section 10(b) of the Exchange Act

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Source URL: blogs.reuters.com

Language: English - Date: 2014-06-18 17:29:18
297United States Securities and Exchange Commission / Basic Inc. v. Levinson / Case law / Financial regulation / SEC Rule 10b-5 / TSC Industries /  Inc. v. Northway /  Inc. / Securities Act / Securities regulation in the United States / Insider trading / United States securities law / Law / 73rd United States Congress

Basic Inc. v. Levinson, 485 U.S[removed]S.Ct. 978, 99 L.Ed.2d 194, 56 USLW 4232, Fed. Sec. L. Rep. P 93,[removed]b), as amended, 15 U.S.C.A. ยงยง 78a et seq., 78j(b).

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Source URL: blogs.reuters.com

Language: English - Date: 2014-06-18 00:36:39
298Sonia Sotomayor / Supreme Court of the United States / SEC Rule 10b-5 / Scienter / Ruth Bader Ginsburg / Law / United States securities law / Private Securities Litigation Reform Act

Official 1 IN THE SUPREME COURT OF THE UNITED STATES

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Source URL: www.supremecourt.gov

Language: English - Date: 2011-02-07 16:50:40
299Financial economics / 73rd United States Congress / United States Securities and Exchange Commission / Investment / Finance / Securities regulation in the United States / Securities Act / SEC Rule 10b-5 / Securities Exchange Act / United States securities law / Stock market / Law

SEC Complaint: Recycle Tech, Ronny Halperin, Ryan Gonzalez, OTC Solutions LLC, Anthony Thompson, Pudong LLC, David Rees, and Jay Fung

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Source URL: www.sec.gov.

Language: English - Date: 2012-05-02 13:25:38
300SEC Rule 10b-5 / Erica P. John Fund /  Inc. v. Halliburton Co. / Case law / Legal costs / Law / Basic Inc. v. Levinson / Class action

Case: [removed]Date Filed: [removed]Page: 1 of 24

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Source URL: media.ca11.uscourts.gov

Language: English - Date: 2014-08-06 11:58:19
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